The California Office of Attorney General (OAG) is responsible for enforcing the CCPA and began sending notifications of alleged non-compliance to companies on July 1, 2020. Almost a year later, in ...
In the world of asset management, compliance is very important. It can range from simple policies set at your business to full-on laws enforced by government agencies, with penalties that range from a ...
The Chief Compliance Officer (CCO) role is essential in building an organization that meets regulatory standards and upholds a robust ethical culture. But what should the CCO be reporting to the Board ...
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