On July 21, 2021, the Securities and Exchange Commission’s Division of Examinations issued a Risk Alert on cross trades and principal transactions. 1 The Risk Alert’s guidance and warnings were based ...
Industries worldwide are adopting advanced technological solutions to become more effective and keep up with the growing needs of their consumers, the payment industry being a perfect example of this ...
The XRP Ledger architecture is evolving to prioritize user privacy. Developers, including those of Flare, are working on confidential transaction protocols. More recently, highlighting Flare Networks’ ...
On September 4, 2019, the Office of Compliance Inspections and Examinations (“OCIE”) published a risk alert identifying the most frequent compliance issues involving principal and agency cross ...