Good information security professionals don’t need a regulation to tell them it’s important to protect their business. But, overprotecting the business? That’s another matter. Section 404 of the ...

Financial markets run on confidence: confidence that models are governed, controls are real, and operational resilience can withstand stress. That’s why senior risk and control leaders are ...

The majority of us come to work every day where operations run smoothly, missions are planned and executed and teams work together seamlessly. Now imagine just beneath the surface, risks are lurking ...

Can you assess risk management without considering related internal controls? I don’t think so. The relationship between risk (what might happen to affect the achievement of objectives) and internal ...

Every business experiences risk, but determining the true cost of risk can be difficult. “It’s much harder to calculate the impact that negative publicity has on your revenue versus lost productivity ...

On November 3, the Securities and Exchange Commission (SEC or the Commission) adopted a new market access rule for broker-dealers trading directly on an exchange or an alternative trading system (ATS) ...

Airline safety comparisons often focus on outcomes, while regulators and operators assess safety performance through layered ...

Increasing concerns about ransomware and other breaches, especially at the credentials level, are likely why organizations are investing in cyber insurance at greater rates than ever before: 48% have ...

Proposals from the UK financial regulators aimed at improving diversity and inclusion (D&I) in the UK financial services sector include an explicit expectation for all in-scope firms to consider a ...

City National Bank was fined $65 million on Wednesday by federal regulators for failing to maintain proper risk management and internal controls, including those related to money laundering. Long ...