The Securities and Exchange Commission (SEC) has launched its inaugural Regulator/FinTech Clinic, signaling a proactive step ...
On Monday, March 2, the CFTC submitted its own measure regarding these markets to the White House. Speaking on Tuesday (March 3) at the Milken Institute’s Future of Finance event, CFTC Chairman ...
October 15, 2025 - As the Securities and Exchange Commission (SEC or Commission) transitioned to the new administration and the leadership of Chairman Paul Atkins earlier this year, two parallel ...
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SEC cracks down on unregistered digital platforms
The Securities and Exchange Commission has officially launched its inaugural Regulator/FinTech Clinic, signalling a proactive step towards strengthening dialogue with Nigeria’s rapidly growing ...
The CFTC and SEC submitted guidance on prediction markets and application of securities laws, respectively, to the White House this week as Congress considers market structure.
Learn about SEC Form 15, the form and process companies use to deregister as publicly-traded entities, freeing them from ...
The U.S. Securities and Exchange Commission (SEC) has approved the use of in-kind creation and redemption processes for all spot bitcoin BTC $67,250.88 and ethereum (ETH) exchange-traded funds (ETFs), ...
The SEC and a court-appointed monitor overseeing GPB Capital are recommending a receivership to protect nearly $1 billion of investor assets and prevent its founder and owner from reasserting control ...
The SEC reached a lawsuit settlement with Justin Sun, Tron, and Rainberry, marking a big regulatory implications for the ...
The SEC is set to continue last year’s pro-crypto rulemaking, as the commission and other federal agencies are controlled solely by Republicans. Caroline Crenshaw has left the US Securities and ...
Commissioners voted to approve requirements that companies claw back incentive pay from executives if errors are identified in past financial statements. The Securities and Exchange Commission said ...
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